How It Works
How It Works This workflow automates enterprise policy compliance monitoring using AI agents to ensure organizational adherence to regulatory and internal policies. Designed for compliance officers, legal teams, and risk managers, it solves the challenge of manually reviewing vast policy documents and execution logs for violations.The system fetches policy records on schedule, routes them to specialized AI agents (OpenAI for compliance assessment and escalation logic), validates outputs, and logs all actions for audit trails. Email notifications alert stakeholders when violations occur. By automating detection and escalation, organizations reduce compliance risks, accelerate response times, and maintain comprehensive audit documentation—critical for regulated industries like finance, healthcare, and manufacturing. Setup Steps Connect Schedule Trigger (set monitoring frequency: hourly/daily) Configure Fetch Policy Records node with your policy database/API credentials Add OpenAI API key to Compliance Agent and Escalation Logic nodes Connect Email node with SMTP credentials for alert notifications Link Final Execution Log to your audit storage system Test workflow with sample policy violations to verify routing logic Prerequisites OpenAI API account with GPT-4 access, policy database/API access Use Cases Financial services regulatory compliance (KYC/AML), healthcare HIPAA monitoring Customization Modify AI prompts for industry-specific regulations, adjust routing thresholds for violation severity Benefits Reduces compliance review time by 90%, eliminates human oversight gaps. An n8n automation workflow template by Cheng Siong Chin.
Cheng Siong Chin
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